Wealth QA Analyst

As the Wealth QA Analyst, you are responsible for the reviewing and analyzing transaction processing, shareholder services activities, and general operational processes to maintain, and /or enhance quality and effectiveness. Additionally, you will build knowledge of the company, processes and customers, while solving a range of straightforward problems related to QA.

Primary responsibilities include

• The incumbent is responsible for quality assurance planning, which includes the development and implementation of quality assurance strategies, methodologies, & test plans for wealth management processes & systems.
• The incumbent is responsible for test execution and analysis, test documentation and reporting, and process improvement and risk mitigation.
• The incumbent responsible for regulatory compliance, which includes staying updated on regulatory changes that impact wealth management operations and systems.

Minimum Requirements:

• 1 year or more of bank/financial services ideally in Wealth Operations
• Demonstrated strong interpersonal, verbal, and written communication skills.  
• Success proven ability to be successful and adapt to a fast-paced, multi-dimensional work environment using strong time management skills. 
• Proven ability to successfully analyze, problem solve and make decisions independently. 
• Possesses detailed and goal oriented professional approach with an interest Wealth Management and Investment business line.
• Completed high school degree or GED equivalent.

Preferred Requirements:

• 1+ year of Quality Assurance review and testing grid processing.
• Securities Licenses such as SIE, Series 7 or Series 63 highly preferred.
• Demonstrated successful stable work history.
• Completed associates and/or bachelors college degree

Hours & Work Schedule

• M-F: 8:30 AM ET - 5:00 PM ET; Occasional OT Optional
• 100% in office